The index will help you find rules and regulations based on the topics they address.
Index of SRA Standards and Regulations
- SRA Code of Conduct for Firms - Client money and assets
- SRA Financial Services (Conduct of Business) Rules - Application
- SRA Financial Services (Conduct of Business) Rules - Communication and disclosure
- SRA Financial Services (Conduct of Business) Rules - Cross-selling requirements where insurance is the ancillary product
- SRA Financial Services (Conduct of Business) Rules - Demands and needs
- SRA Financial Services (Conduct of Business) Rules - Execution of transactions
- SRA Financial Services (Conduct of Business) Rules - General information to be provided
- SRA Financial Services (Conduct of Business) Rules - Professional and organisational requirements
- SRA Financial Services (Conduct of Business) Rules - Record of commissions
- SRA Financial Services (Conduct of Business) Rules - Records of transactions
- SRA Financial Services (Conduct of Business) Rules - Remuneration and the client's best interests
- SRA Financial Services (Conduct of Business) Rules - Remuneration disclosure
- SRA Financial Services (Conduct of Business) Rules - Retention of records
- SRA Financial Services (Conduct of Business) Rules - Safekeeping of clients' investments
- SRA Financial Services (Conduct of Business) Rules - Scope of service
- SRA Financial Services (Conduct of Business) Rules - Use of intermediaries
- SRA Statutory Trust Rules - Distribution of beneficial entitlements
- SRA Statutory Trust Rules - Holding statutory trust monies
- SRA Statutory Trust Rules - Identifying beneficial entitlements
- SRA Statutory Trust Rules - Interim payments
- SRA Statutory Trust Rules - Minimum level of funds
- SRA Statutory Trust Rules - Residual balances
- SRA Statutory Trust Rules - Shortfall in statutory trust account
- SRA Authorisation of Individuals Regulations - Application for admission
- SRA Authorisation of Individuals Regulations - Determination of applications
- SRA Authorisation of Individuals Regulations - Eligibility for admission
- SRA Authorisation of Individuals Regulations - Eligibility for admission of qualified lawyers
- SRA Authorisation of Individuals Regulations - Eligibility requirements
- SRA Authorisation of Individuals Regulations - Eligibility requirements
- SRA Application, Notice, Review and Appeal Rules - Applications
- SRA Application, Notice, Review and Appeal Rules - Firm authorisation
- SRA Application, Notice, Review and Appeal Rules - Firm authorisation
- SRA Application, Notice, Review and Appeal Rules - Firm authorisation
- SRA Application, Notice, Review and Appeal Rules - Individual authorisation
- SRA Application, Notice, Review and Appeal Rules - Individual Authorisation
- SRA Authorisation of Firms Rules - Approval of role holders
- SRA Authorisation of Firms Rules - Authorisation decision
- SRA Authorisation of Firms Rules - Conditions
- SRA Authorisation of Firms Rules - Duration of authorisation
- SRA Authorisation of Firms Rules - Eligibility
- SRA Authorisation of Firms Rules - Information return and notification events
- SRA Authorisation of Firms Rules - Loss of eligibility
- SRA Authorisation of Firms Rules - Management, control, and supervision
- SRA Authorisation of Firms Rules - Modification of terms and conditions
- SRA Authorisation of Firms Rules - Temporary emergency authorisation or approval
- SRA Code of Conduct for Firms - Service and competence
- SRA Financial Services (Conduct of Business) Rules - Execution-only business
- SRA Financial Services (Conduct of Business) Rules - General information to be provided
- SRA Financial Services (Conduct of Business) Rules - Insurance product information document and appropriate information
- SRA Financial Services (Conduct of Business) Rules - Means of communication to clients
- SRA Financial Services (Conduct of Business) Rules - Scope of service
- SRA Financial Services (Conduct of Business) Rules - Status disclosure
- SRA Authorisation of Firms Rules - Approval of role holders
- SRA Authorisation of Firms Rules - Compliance officers
- SRA Authorisation of Firms Rules - Temporary emergency authorisation or approval
- SRA Code of Conduct for Firms - Compliance and business systems
- SRA Code of Conduct for Firms - Compliance officers
- SRA Compensation Fund Rules 2021 - Application and time limit
- SRA Compensation Fund Rules 2021 - Apportionment and multi-party issues
- SRA Compensation Fund Rules 2021 - Capping payments of multiple applications
- SRA Compensation Fund Rules 2021 - Conduct of the applicant and contribution to loss
- SRA Compensation Fund Rules 2021 - Defaulting practitioners
- SRA Compensation Fund Rules 2021 - Eligibility for a grant
- SRA Compensation Fund Rules 2021 - Foreign lawyers
- SRA Compensation Fund Rules 2021 - Grants in respect of statutory trusts
- SRA Compensation Fund Rules 2021 - Grants to defaulting practitioners
- SRA Compensation Fund Rules 2021 - Grants which may be made from the Fund
- SRA Compensation Fund Rules 2021 - Interest
- SRA Compensation Fund Rules 2021 - Losses outside the remit of the Fund
- SRA Compensation Fund Rules 2021 - Maintenance of and contributions to the Fund
- SRA Compensation Fund Rules 2021 - Maximum grant
- SRA Compensation Fund Rules 2021 - Notice to defaulting practitioner
- SRA Compensation Fund Rules 2021 - Recovery and subrogation
- SRA Compensation Fund Rules 2021 - Refusal of an application
- SRA Compensation Fund Rules 2021 - Residual discretion and fund of last resort
- SRA Authorisation of Firms Rules - Apportionment of periodical fees on succession
- SRA Authorisation of Firms Rules - Payment of periodical fees
- SRA Financial Services (Conduct of Business) Rules - Appropriation of payments
- SRA Financial Services (Conduct of Business) Rules - Fee disclosure: additional requirements
- SRA Application, Notice, Review and Appeal Rules - Education, Training and Assessment providers
- SRA Education, Training and Assessment Provider Regulations - Authorised training providers
- SRA Education, Training and Assessment Provider Regulations - Education providers
- SRA Education, Training and Assessment Provider Regulations - Higher rights of audience assessment providers
- SRA Education, Training and Assessment Provider Regulations - Monitoring and inspection
- SRA Education, Training and Assessment Provider Regulations - Police Station Representative Accreditation Scheme assessment providers
- SRA Education, Training and Assessment Provider Regulations - Requirements for authorised training providers
- SRA Education, Training and Assessment Provider Regulations - Transitional provisions
- SRA Authorisation of Firms Rules - Approval of role holders
- SRA Authorisation of Firms Rules - Effect of authorisation
- SRA Authorisation of Firms Rules - Eligibility
- SRA Authorisation of Firms Rules - Restrictions on services provided by a recognised body or recognised sole practice
- SRA Authorisation of Individuals Regulations - Practising on your own
- SRA Code of Conduct for Firms - Managers in SRA authorised firms
- SRA Financial Services (Conduct of Business) Rules - Application
- SRA Application, Notice, Review and Appeal Rules - Appeals to the High Court or Tribunal
- SRA Application, Notice, Review and Appeal Rules - Applications
- SRA Application, Notice, Review and Appeal Rules - Decisions on review
- SRA Application, Notice, Review and Appeal Rules - Miscellaneous
- SRA Application, Notice, Review and Appeal Rules - Notices
- SRA Application, Notice, Review and Appeal Rules - Power to conduct a review
- SRA Application, Notice, Review and Appeal Rules - Taking effect of decisions subject to review or appeal
- SRA Authorisation of Firms Rules - Annex 2: Professional services
- SRA Authorisation of Individuals Regulations - Commencement, revocation, and transitional provisions
- SRA Authorisation of Individuals Regulations - Financial services activities
- SRA Authorisation of Individuals Regulations - Higher rights of audience
- SRA Authorisation of Individuals Regulations - Regulated claims management activities
- SRA Code of Conduct for Firms - Applicable standards in the SRA Code of Conduct for Solicitors, RELs and RFLs
- SRA Code of Conduct for Firms - Cooperation and accountability
- SRA Code of Conduct for Firms - Maintaining trust and acting fairly
- SRA Financial Services (Conduct of Business) Rules - Consumer credit guidance
- SRA Financial Services (Conduct of Business) Rules - Disclosure of information
- SRA Financial Services (Conduct of Business) Rules - Exclusions for large risks
- SRA Financial Services (Conduct of Business) Rules - Regulated credit agreements
- SRA Statutory Trust Rules - Claimants to money
- SRA Statutory Trust Rules - Verification of claims
- SRA Authorisation of Individuals Regulations - Academic stage
- SRA Authorisation of Individuals Regulations - Apprenticeships
- SRA Authorisation of Individuals Regulations - Eligibility for admission of qualified lawyers
- SRA Authorisation of Individuals Regulations - Eligibility requirements
- SRA Authorisation of Individuals Regulations - Qualifying work experience
- SRA Authorisation of Individuals Regulations - Vocational stage
- SRA Authorisation of Firms Rules - Restrictions on employment and remuneration of certain individuals
- SRA Compensation Fund Rules 2021 - Apportionment and multi-party issues
- SRA Compensation Fund Rules 2021 - Foreign lawyers
- SRA Compensation Fund Rules 2021 - Grants to defaulting practitioners
- SRA Compensation Fund Rules 2021 - Grants which may be made from the Fund
- SRA Compensation Fund Rules 2021 - Losses outside the remit of the Fund
- SRA Compensation Fund Rules 2021 - Maintenance of and contributions to the Fund
- SRA Compensation Fund Rules 2021 - Notice to defaulting practitioner
- SRA Compensation Fund Rules 2021 - Recovery and subrogation
- SRA Compensation Fund Rules 2021 - Residual discretion and fund of last resort
- SRA Authorisation of Individuals Regulations - Determination of applications
- SRA Authorisation of Individuals Regulations - Eligibility requirements
- SRA Authorisation of Individuals Regulations - European Communities (Lawyer’s Practice) Regulations 2000
- SRA Authorisation of Individuals Regulations - Reserved legal activities
- SRA Compensation Fund Rules 2021 - Foreign lawyers
- SRA Authorisation of Firms Rules - Management, control, and supervision
- SRA Code of Conduct for Firms - Compliance and business systems
- SRA Code of Conduct for Firms - Cooperation and accountability
- SRA Code of Conduct for Firms - Service and competence
- SRA Financial Services (Conduct of Business) Rules - Professional and organisational requirements
- SRA Authorisation of Individuals Regulations - Recognised training
- SRA Education, Training and Assessment Provider Regulations - Requirements for recognised training
- SRA Education, Training and Assessment Provider Regulations - Training principals
- SRA Education, Training and Assessment Provider Regulations - Transitional provisions