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Rie Umpleby

SRA-regulated solicitor

Authorisation: Admitted on 15/09/2004. Annual practising certificate from 01/11/2024.
Type of lawyer: PracticingSolicitor
Regulator: Solicitors Regulation Authority
SRA number: 299053
Regulatory record: No decisions published. Read our decision publication policy.

Where this person works

The services this person can provide and the protections for clients depend on where this person works.

SMBC NIKKO CAPITAL MARKETS LIMITED

Not regulated by an approved regulator for legal services

Head office in London
SMBC Bank International PLC

Not regulated by an approved regulator for legal services

Head office in London

This person's regulatory record

There are no disciplinary or regulatory decisions currently published about this person. Read our decision publication policy.

Glossary terms

Decision Publication Policy

We publish the regulatory and disciplinary decisions we make about the individuals and firms we regulate. We began publishing decisions in 2008.

However for policy reasons and practical reasons we cannot publish them all. Read more about our publication policy.

If you have questions about the record of a person or firm in this register, you can contact us.

SRA-regulated solicitor

This person is allowed to practise as a solicitor.