New
20 November 2024
This guidance is to help you understand the key issues that in-house solicitors face when considering legal professional privilege (privilege) and how you can navigate them
New
18 November 2024
This guidance is for any organisation that employs an in-house solicitor, to help you to understand the regulatory duties and standards they must comply with.
New
18 November 2024
Case study: To illustrate how our expectations operate in practice
New
18 November 2024
To help you understand what we expect you to do when you are concerned about actions taken or decisions made by your organisation.
New
18 November 2024
This guidance is to help your employer understand the regulatory duties and standards you must comply with as an in-house solicitor.
New
18 November 2024
This case study should be read in conjunction with the Identifying your client when working in-house guidance.
New
18 November 2024
Guidance: This guidance is for in-house solicitors employed by organisations not regulated by the SRA.
New
18 November 2024
Guidance: To help all firms we regulate and all solicitors (wherever they work) understand and manage regulatory risks and issues associated with conducting an internal investigation.
30 September 2024
To help you understand your obligations under our Transparency Rules.
15 August 2024
This guidance will help you to understand what we expect when you represent clients during these claims.
6 August 2024
This reminds those we regulate of some of the key risks and issues when advising on the use of NDAs.
4 August 2024
This guidance is to help you understand your obligations and how to comply with them. We will have regard to it when exercising our regulatory functions
25 July 2024
This guidance explores professional duties and key risks for solicitors, law firms and their employees when representing clients during claims.
21 June 2024
Relevant to all firms and individuals we regulate but is particularly relevant to you if you are a manager of a firm or a firm's COFA or COLP.
17 June 2024
Relevant to all firms and individuals we regulate who are thinking of or in the process of acquiring other law firms and seeking to sell or merge their law firm with another regulated entity
30 May 2024
There is a concern that solicitors and firms are engaged in a type of abusive litigation, known as strategic lawsuits against public participation (SLAPPs), on behalf of their clients.
3 May 2024
Solicitors must act with integrity and uphold the high professional standards that we and the public expect.
23 January 2024
This guidance is aimed to help firms assess your exposure to risks associated with the UK’s sanctions regime.
18 October 2023
To help you understand your obligations and how to comply with them. We may have regard to it when exercising our regulatory functions
27 September 2023
Over a period of time we have also identified risks around solicitors producing poorly drafted applications, or advising their clients to pursue totally without merit appeals of Home Office decisions through the courts.
